Solutions · Capital Markets
Trade cleaner.Settle smarter.
Capital markets AI built for surveillance, ops, and the FCA.
Pryme Intelligence gives capital markets businesses governed AI agents that investigate trade-surveillance alerts, correlate comms surveillance across voice, chat, and email, resolve trade breaks before T+1 turns delay into fail, accelerate institutional onboarding, free investment-banking and research teams from admin work, and ship the regulatory evidence FCA, SEC, FINRA, and CFTC examiners expect. It sits above the OMS, surveillance vendor, and operations stack you already run.
You do not need another surveillance bolt-on.
You need one governed operating layer that cuts surveillance noise, closes the comms gap, moves the break queue faster, and still survives the next FCA, SEC, or FINRA examination.
You need surveillance that finds the misconduct, not the noise
Trade-surveillance false-positive rates are still brutal. Pryme Intelligence correlates trade, comms, alerts, and prior cases in one knowledge layer so investigators spend time on material conduct, not queue-clearing mechanics.
You cannot add an eightieth single-purpose vendor
Capital-markets stacks already sprawl across OMS, EMS, surveillance, reconciliation, reporting, research, and onboarding. Pryme Intelligence sits above the stack you already run instead of becoming another disconnected bolt-on.
T+1 and regulator pressure do not wait for another pilot
Trade breaks, settlement fails, comms-surveillance gaps, and regulatory reporting all carry time pressure and examination risk. Pryme Intelligence gives the markets business one governed operating layer across those workflows.
Originate -> Execute -> Surveil -> Settle.
The markets business does not need AI in one queue. It needs a governed pattern that holds from onboarding and origination through surveillance, post-trade ops, and regulator review.
Originate
At the front of the markets business, Pryme Intelligence supports investment-banking deal workflow, research-note preparation, institutional client onboarding, and prime-services setup. It handles the admin around origination so humans spend time on mandates, clients, and ideas.
Execute
Pryme Intelligence operates around the trading stack, not inside the matching engine. It supports allocation reconciliation, trade-break resolution, RFQ workflow support, corporate-actions handling, and best-execution evidence assembly.
Surveil
Trade-surveillance investigations run with full context: trade data, market data, related comms, prior alerts, and case history. Communications surveillance correlates voice, chat, email, and other captured channels so conduct risk can be surfaced earlier.
Settle
Post-trade operations, settlement-failure investigation, corporate actions, reconciliations, and regulatory-report drafting all run under the same governed workflow layer. Pryme Intelligence keeps the queue moving before T+1 turns delay into fail.
One Workspace across equities, FICC, IB, research, prime brokerage, and markets operations.
Capital-markets businesses do not buy AI by desk. They buy it across surveillance, operations, IB, research, and institutional servicing. Pryme Intelligence gives you one governed layer across the markets business.
Two pre-trained agents. Five blueprints ready to deploy. Two with enterprise setup.
These are the markets agents a COO Markets, Head of Surveillance, Head of Markets Ops, and CIO can actually understand, stage, and govern.
Capital Markets Operator Agent
Acts as a senior markets operations officer across equities, FICC, and prime services. Investigates trade breaks, drafts settlement-fail communications, manages allocation queries, and keeps reconciliation queues moving.
- Surfaces the context needed to resolve a break before it ages into a settlement problem.
- Drafts bilateral and counterparty communications with the right trade and operations context attached.
- Supports desk-side and counterparty-facing workflows without letting sensitive actions bypass approval.
Markets Compliance Agent
Pre-trained on MAR, Dodd-Frank, Reg AT, MiFID II and MiFIR, EMIR, SFTR, FINRA, and CFTC contexts. Reads policy, maps controls, drafts regulatory responses, and keeps interpretations tied to citations.
- Drafts policy and regulatory answers with source citations already attached.
- Supports surveillance, reporting, and examiner-response work without spinning up a separate evidence stack.
- Keeps every interpretation, escalation, and sign-off inside the same audit trail.
The workflow pages your capital markets team reuses.
Markets businesses adopt Pryme Intelligence one team at a time. The same Workspace already spans compliance, customer support, reporting, operations, sales, marketing, and HR.
Compliance & Risk
Trade surveillance, comms surveillance, MAR and MiFID reporting, inquiry response, and financial-crime work in markets.
Customer Support
Institutional desk-facing service, prime brokerage support, and outage communications during disruption.
Financial Operations
Treasury operations, vendor controls, reconciliations, AP, and financial reporting support.
Reporting & Analytics
Markets MI, P&L attribution support, regulator packs, risk reporting, and board MI.
Operations
Cross-system handoffs, runbook execution, disruption coordination, and T+1 readiness workflows.
Sales & Growth
Institutional coverage, IB pipeline support, prime-brokerage origination, and RM productivity.
Marketing & Content
Research distribution, IB pitch marketing, regulated publications, and PR.
HR & Admin
Markets-specific HR, policy attestation, onboarding, and controlled people workflows.
Pryme Intelligence is the agent layer above the markets stack, not another bolt-on inside it.
That is the objection the markets CIO raises first. You keep the OMS, EMS, surveillance tools, and post-trade systems. Pryme Intelligence adds governed workflow, approvals, and evidence across the queues those systems still leave manual.
Built for the people who have to sign, defend, and run the markets business.
The page has to speak to surveillance, operations, trading, compliance, technology, and the markets COO because those are the people who decide whether this ships or dies in committee.
COO Markets
You need cost-to-trade down, operations throughput up, and regulator exposure contained without adding another silo to the markets stack.
Head of Trade Surveillance
You need alert-to-investigation cycle time down, false positives closed faster, and comms-surveillance gaps addressed before the next board question or regulator review.
Head of Markets Operations
You need trade breaks, settlement fails, and reconciliations moving faster than the current middle-office queue can support under T+1 pressure.
CIO / CTO Markets
You need something that sits above Bloomberg AIM, Charles River, Aladdin, Fidessa, or internal systems without becoming the next single-purpose vendor you have to defend.
What your team should expect in the first quarter.
The point is not another AI experiment. The point is less surveillance drag, shorter post-trade cycles, cleaner onboarding, and evidence that gets easier to defend as adoption grows.
What capital markets buyers ask before they move.
These are the questions that decide whether a markets AI project reaches production or gets blocked by surveillance, TPRM, or technology leadership.
Does Pryme Intelligence replace our OMS, EMS, or surveillance vendor?
No. Pryme Intelligence sits above the existing stack. The point is to add a governed agent layer across surveillance, operations, research, and onboarding without replacing the core platforms already embedded in the business.
How is Pryme Intelligence different from a surveillance vendor or a comms-surveillance tool?
Those tools usually operate inside one surface. Pryme Intelligence correlates trade, comms, alerts, prior cases, and operational context across vendors so the markets business gets one governed operating layer instead of another isolated queue.
Can Pryme Intelligence send allocations, settlement instructions, or regulatory responses without approval?
No. Those are permissions you grant, not defaults. Sensitive desk-facing, counterparty-facing, and regulator-facing actions remain approval-gated under named humans and policy thresholds.
Can Pryme Intelligence help with T+1 pressure without replacing our post-trade systems?
Yes. It supports the workflows around breaks, fails, reconciliations, and escalations so the team moves faster inside the systems it already runs.
How does Pryme Intelligence help with the WhatsApp and personal-device surveillance gap?
Where those channels are captured and in scope, Pryme Intelligence can correlate voice, chat, email, and related trade context into one investigation surface instead of leaving the investigator to stitch channels together manually.
Can Pryme Intelligence support FCA, SEC, FINRA, CFTC, and MiFID-style evidence requests?
Yes. The product is designed so actions, approvals, case history, and source evidence remain exportable and queryable for regulator-facing review.
What does procurement get instead of another AI pilot deck?
A markets-ready brief, one governed Workspace, clear TPRM posture, and a production path that does not add another fragmented vendor to the stack.
Bring a real surveillance backlog or break queue.
We will show you what Pryme Intelligence does with it.
Pick one real markets workflow you already run - trade-surveillance backlog, comms surveillance review, trade-break queue, institutional onboarding, or regulatory reporting prep. You will see a governed Pryme Intelligence agent on it live, with the FCA or SEC-readable trail your business would need to defend it.